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PREEXEC™ Enterprise — Legal Notices

Noetik Governance Ltd. · Company No. 16952953 Version 1.0 — April 2026


IMPRESSUM / LEGAL NOTICE

Company: Noetik Governance Ltd. Registered in: England & Wales Company Number: 16952953 Registered Office: United Kingdom Contact: info@noetik.uk Managing Director: Michael John Farrell

VAT: Not yet registered (below threshold)

This software is published by Noetik Governance Ltd. in accordance with the UK Companies Act 2006, Section 82 (requirement to state company name and registration details).


PRIVACY POLICY

Last updated: April 2026

1. Data Controller

Noetik Governance Ltd. ("we", "us") is the publisher of the PREEXEC™ Software. For personal data processed through the Software on the Licensee's infrastructure, the Licensee is the data controller. Noetik Governance Ltd. does not act as a data processor for such data.

2. What Data We Process

On-Premise Software: PREEXEC™ operates entirely on the Licensee's infrastructure. We do not collect, receive, transmit, or have access to:

Licence Activation: When a Licence Key is activated, the Software validates the key locally. No data is sent to Noetik servers.

Website (if applicable): If you visit noetik.uk or preexec.tech, we may process:

3. Third-Party AI Providers

When a Licensee configures an AI model provider (Anthropic, OpenAI, etc.), API calls are made directly from the Licensee's infrastructure to the provider. Noetik has no involvement in, access to, or liability for these communications. The Licensee is responsible for its own agreements with AI providers.

4. Your Rights (UK GDPR / EU GDPR)

If we process your personal data (e.g., via website contact), you have the right to:

Contact for data requests: info@noetik.uk

5. Data Retention

6. Cookies and Sessions

The PREEXEC™ Dashboard uses session-based authentication stored in the browser's memory (not persistent cookies). No tracking cookies, analytics pixels, or third-party scripts are used. No cookie consent mechanism is required as the Software operates on local infrastructure.

7. International Transfers

No personal data is transferred internationally by the Software. If the Licensee configures an AI provider in a third country, the Licensee is responsible for ensuring adequate transfer safeguards (UK GDPR Art. 46 / EU GDPR Chapter V).

8. Changes to This Policy

We may update this policy from time to time. Changes will be reflected in the "Last updated" date above.


AI ACT TRANSPARENCY STATEMENT

Pursuant to EU Artificial Intelligence Act (Regulation (EU) 2024/1689), Articles 13 and 50

System Classification

PREEXEC™ is a governance tool that evaluates text inputs using deterministic scoring algorithms and optional machine learning models. It is designed as a pre-execution layer that sits between users and AI systems, providing compliance filtering and risk assessment.

PREEXEC™ does not autonomously make decisions affecting natural persons' rights. It produces advisory scores and verdicts (EXECUTE, HOLD, BLOCK) that are subject to human oversight and configuration by the deploying organisation.

Intended Purpose

Human Oversight

Scoring Methodology

Limitations

Conformity

The deploying organisation (Licensee) is responsible for conducting its own conformity assessment when deploying PREEXEC™ in contexts that may be classified as high-risk under the EU AI Act Annex III.


HAFTUNGSAUSSCHLUSS / LIABILITY DISCLAIMER

English

PREEXEC™ is a technical governance tool that evaluates structural properties of text-based inputs. It is provided for informational and compliance-support purposes only.

PREEXEC™ does NOT provide:

The deploying organisation is solely responsible for:

Deutsch

PREEXEC™ ist ein technisches Governance-Tool zur strukturellen Analyse textbasierter Eingaben. Es dient ausschließlich zu Informations- und Compliance-Unterstützungszwecken.

PREEXEC™ bietet KEINE:

Die einsetzende Organisation ist allein verantwortlich für die Validierung aller Governance-Entscheidungen in ihrem spezifischen regulatorischen Kontext.


SECURITY DISCLOSURE POLICY

Noetik Governance Ltd. takes security seriously. If you discover a security vulnerability in PREEXEC™:

Reporting: Send details to security@noetik.uk

Process: 1. We will acknowledge receipt within 48 hours 2. We will investigate and provide an initial assessment within 7 business days 3. We will work with you on a coordinated disclosure timeline 4. We will credit you in the security advisory (unless you prefer anonymity)

Scope: This policy covers the PREEXEC™ Software and its components. It does not cover third-party AI providers or the Licensee's infrastructure.

Please do NOT:


OPEN SOURCE NOTICES

PREEXEC™ incorporates the following open source software components. We gratefully acknowledge the work of these projects and their contributors.

Core Framework

Component Licence Copyright
FastAPI MIT (c) Sebastian Ramirez
Uvicorn BSD-3-Clause (c) Tom Christie
Starlette BSD-3-Clause (c) Tom Christie
Pydantic MIT (c) Samuel Colvin
Python PSF-2.0 (c) Python Software Foundation

Machine Learning

Component Licence Copyright
PyTorch BSD-3-Clause (c) Meta Platforms, Inc.
transformers Apache-2.0 (c) Hugging Face, Inc.
sentence-transformers Apache-2.0 (c) UKP Lab, TU Darmstadt
spaCy MIT (c) Explosion AI

Pre-trained Models

Model Licence Provider
all-MiniLM-L6-v2 Apache-2.0 Microsoft / sentence-transformers
unitary/toxic-bert Apache-2.0 Unitary AI
xlm-roberta-base MIT Meta / Facebook AI
en_core_web_sm MIT Explosion AI (spaCy)

Database

Component Licence Notes
SQLite Public Domain No restrictions

All above licences are permissive and compatible with proprietary use. No copyleft (GPL) obligations apply to PREEXEC™'s proprietary code.

Full licence texts for each component are available in the respective project repositories. The Apache-2.0 licence requires preservation of copyright and licence notices, which are maintained in this document.


Noetik Governance Ltd. Registered in England & Wales · Company No. 16952953 71-75 Shelton Street, Covent Garden, London WC2H 9JQ, United Kingdom

PREEXEC™ — pending EU trademark application filed by Clarity IP Holdings Limited (Irish company no. 809301; The Black Church, St. Mary's Place, Dublin 1, Ireland), an affiliated Irish entity. Operated by Noetik Governance Ltd. under licence.

European patent applications pending.

© 2026 NOETIK GOVERNANCE LTD · COMPANY NO. 16952953